New Compliance And Disclosure Interpretation Regulates Forward Contracts On Restricted Securities – Securities
To print this article, all you need is to be registered or login on Mondaq.com. On June 9, 2022, the staff (“Staff”) of the US Securities and Exchange Commission (“SEC”) added Question 101.01 to its Compliance and Disclosure Interpretations (“C&DI”), addressing forward contracts on restricted securities. The new CD&I clarifies that forward contracts…